A rapid neural network–based state of health estimation scheme for screening of end of life electric vehicle batteries

Abstract

There is growing interest in recycling and re-use of electric vehicle batteries owing to their growing market share and use of high-value materials such as cobalt and nickel. To inform the subsequent applications at battery end of life, it is necessary to quantify their state of health. This study proposes an estimation scheme for the state of health of high-power lithium-ion batteries based on extraction of parameters from impedance data of 13 Nissan Leaf 2011 battery modules modelled by a modified Randles equivalent circuit model. Using the extracted parameters as predictors for the state of health, a baseline single hidden layer neural network was evaluated by root mean square and peak state of health prediction errors and refined using a Gaussian process optimisation procedure. The optimised neural network predicted state of health with a root mean square error of (1.729 ± 0.147)%, which is shown to be competitive with some of the most performant existing neural network–based state of health estimation schemes, and is expected to outperform the baseline model with ∼50 training samples. The use of equivalent circuit model parameters enables more in-depth analysis of the battery degradation state than many similar neural network–based schemes while maintaining similar accuracy despite a reduced dataset, while there is demonstrated potential for measurement times to be reduced to as little as 30 s with frequency targeting of the impedance measurements.

Publication DOI: https://doi.org/10.1177/0959651820953254
Divisions: College of Engineering & Physical Sciences > School of Computer Science and Digital Technologies > Applied AI & Robotics
College of Engineering & Physical Sciences > School of Computer Science and Digital Technologies
Aston University (General)
Funding Information: The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research was conducted as part of the project called ‘Reuse and Recycling of Lithium-Ion Batteries’ (RELIB). This wor
Additional Information: Copyright © IMechE 2020. This article is distributed under the terms of the Creative Commons Attribution 4.0 License (https://creativecommons.org/licenses/by/4.0/) which permits any use, reproduction and distribution of the work without further permission provided the original work is attributed as specified on the SAGE and Open Access page (https://us.sagepub.com/en-us/nam/open-access-at-sage).
Uncontrolled Keywords: Neural networks,electric vehicles,gateway testing,lithium-ion batteries,screening,state of health
Publication ISSN: 2041-3041
Data Access Statement: The data that support the findings of this study are openly available in Figshare with DOI (10.6084/m9.figshare.12227282).
Last Modified: 01 Sep 2025 07:39
Date Deposited: 29 Aug 2025 13:26
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Related URLs: https://journal ... 959651820953254 (Publisher URL)
PURE Output Type: Article
Published Date: 2021-03
Published Online Date: 2020-09-10
Accepted Date: 2020-07-30
Authors: Rastegarpanah, Alireza (ORCID Profile 0000-0003-4264-6857)
Hathaway, Jamie
Ahmeid, Mohamed
Lambert, Simon
Walton, Allan
Stolkin, Rustam

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